Financial Institution Licensing and Examinations

The AFSA Law and Compliance Symposium is designed to provide helpful insights and answer questions about federal and state compliance for the financial services industry. It will address problems faced by large public companies, as well as small privately-owned financial institutions. The symposium will focus on compliance for: direct and indirect auto finance, traditional installment loans, payment cards, and mortgage loans/servicing.

The conference is designed for company representatives who have compliance responsibilities – whether they are in management, operations, legal, government affairs, or compliance departments. In conjunction with the AFSA Law and Compliance Symposium, the following AFSA committees will meet: Law Committee, Operations and Regulatory Compliance Committee (ORCC) and the State Government Affairs Committee (SGA). State and federal regulators who oversee these industries are invited to participate and will be included in all programming except member-only committee meetings and designated member-only roundtables.

For more information, visit the AFSA website.