This panel will highlight the major themes and learnings resulting from state licensing exams. Panelists will provide the legal and practical lessons learned by interacting with regulators related to topics impacting check cashers, money transmitters, and lenders including AML issues, disclosures, documentation, applications, NMLS, and more. The panel will also address the critical role of corporate governance and internal controls on exam findings. Bring your questions as this panel is designed to be interactive with attendees and audience participation is welcome.
Rob Grieser, Sr. VP of Government Affairs, Community Choice
Jill Ritchie, Head of Governmental Affairs, PLS Financial Services, Inc.
Sheetal Parikh, Senior Director of Compliance, PLS Financial Services, Inc.
For more information, visit the FiSCA website.