Registering Securities Under the Securities Act of 1933 – the Skills Needed by Securities Lawyers

This panel will analyze the benefits and risks of becoming a “public company” under the Securities Act of 1933. After completing this session, participants will be able to:

• Understand how to comply with Section 5’s “gun-jumping” and “testing the waters” rules
• Interpret Regulation S-K and Regulation S-X requirements
• Know what to be on the lookout for when approaching due diligence and disclosure obligations
• Implement best practices for drafting registration statements
• Understand the implication of the SEC’s policy statement on arbitration provisions in corporate constituent documents
• Use the confidential submission and review process
• Respond to SEC comments

Other Speakers:

Mike Bradshaw (Partner, Nelson Mullins Riley & Scarborough LLP)

For more information, view the event details.