Digital identity and safekeeping functions for national banks
Advised national banks on creation, implementation, oversight and legal requirements relating to setting up digital and electronic document file management and digital and biometric identity storage.
Digital and electronic business platforms
Advised financial institutions on implementation of controls, procedures and safeguards necessary for the operation of traditional and disruptive technologies.
Privacy, security and financial technology policies
Assisted in the creation and implementation of appropriate policies and procedures designed to limit transaction and reputation risk, and corresponding change control mechanisms to ensure policies and procedures are implemented throughout the appropriate business units.
ESIGN and UETA
Advised clients on creation of electronic contracts and related policies and procedures and risk management relating to the roll-out and use of electronic agreements.
Third-party and vendor management
Review vendor contracts and negotiate provisions pertaining to privacy and security, audits, tests, evaluations, monitoring, breach incident response, and other privacy-related obligations.